Part 1 - Codetermination
Chapter 1
Scope of application
Section 2 Scope of application
1. The Basic Agreement applies to the working situation of employees subject to the Act relating to Civil Service Disputes. The Basic Agreement applies to the exercise of management and cooperation in individual agencies.
2. In matters where the working situation of employees in a number of agencies is significantly affected, the codetermination principles to be followed shall be laid down in a separate agreement. The agreement shall be drawn up between the ministry concerned and the affected Civil Service unions, cf. section 9. If agencies under several separate ministries are affected, the agreement shall be drawn up between the Ministry and the confederations. The agreement shall clarify the question of who shall represent the parties. Beyond this, the designated parties should themselves be free to decide on practical arrangements within the framework laid down in section 2 (3) and section 13 of the Basic Agreement.
The Ministry may, in consultation with the confederations, issue further guidelines for the exercise of codetermination in connection with restructuring of the Civil Service.
3. The union representatives shall not participate in political decisions, decisions associated with political priorities, decisions made on the basis of statutes, regulations, resolutions of the Storting and royal decrees or decisions on issues that mainly apply to the social role of an agency (the relationship with the public). If disagreement arises between the employer and the unions in an individual agency as to whether a decision is subject to this provision, this question shall be decided by the competent ministry concerned.
The question of how a decision shall be implemented shall be made the subject of codetermination in accordance with the adjustment agreement unless the manner of implementation must also be regarded as political or affects or has significance for the political element of the decision.
4. If a political decision would be able to affect the employees’ working situation to a significant extent and the agency prepares a statement in relation to the matter, the employer shall ensure that the elected union representatives are given the opportunity to express their views. The elected union representatives may not demand that the statement accompany the matter further than to the competent ministry.
5. Codetermination arrangements shall result in genuine codetermination where projects, steering groups, interim organizations or similar bodies are appointed in matters that may have considerable importance for the employees’ working situation. If, in the course of the restructuring process, matters arise that, pursuant to the Basic Agreement, shall be discussed or negotiated, this shall take place continuously between the parties cf. section 9, without delaying the process.
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Chapter 2
The planning of codetermination in individual agencies (adjustment agreement)
Section 3 Main rule
The parties in individual agencies shall draw up an agreement relating to codetermination adapted to the needs of the agencies and the employees. Emphasis shall be given to arrangements whereby the employees, through their unions, are able to exercise genuine codetermination at the different levels of the agency, and in such a way that they are able to participate in the decision-making process as early as practically possible.
Section 4 Conclusion of the adjustment agreement
1. Within the framework of Part 1 of the agreement, an adjustment agreement (additional local agreement) shall be concluded within the agency concerning codetermination between the parties. If the parties agree, other means of cooperation may be adopted than those described in this agreement. Adjustment agreements must lie within the scope of the Basic Agreement and the framework laid down in section 2 (3) and section 13.
2. The adjustment agreement shall apply to the whole agency and shall contain further rules for adaptation of Part 1 of the Basic Agreement. The agreement shall include a definition of the agency concerned and of its division into separate operational units and work areas in relation to which codetermination shall be exercised, cf. section 40.
When planning the division of an agency into work areas, attention should be given to factors affecting the implementation of codetermination. In this connection, it is important to ascertain that the duties of the employer have been clearly defined in accordance with Part 1.
3. The adjustment agreement shall further clarify the division of labour between the working environment committee, cf. section 7-2 (2) of the Working Environment Act, and the fora for codetermination established in accordance with the adjustment agreement.
Note:
In government agencies where individual institutions are in certain connections regarded as separate agencies but are managed jointly with other institutions, there shall be an understanding between the unions and the ministry concerned as to how the use of the term “agency” in the Basic Agreement shall be adapted to the specific management structure concerned.
Section 5 Disputes in connection with the drawing up of the adjustment agreement (disputes of interest)
1. If the parties are unable to agree on the terms of the adjustment agreement, the disputed issues shall, if agreed by the parties, be decided by a joint committee or by the competent ministry. In such cases, the rules concerning mediation laid down in section 17 shall not apply.
2. The joint committee shall have an impartial chairman. If the parties are unable to agree as to who shall be chairman, the chairman shall be appointed by the chairman of the Labour Court.
3. Confederations that have members in the agency shall each appoint a representative to the joint committee.
4. The employer in the agency shall on behalf of the government appoint a number of representatives equal to the total number appointed by the unions.
5. The matter may not be brought before the joint committee if the agency is a ministry or if a ministry is a part of the agency.
Section 6 Disputes concerning interpretation of the adjustment agreement (legal disputes)
1. If the parties do not agree on the interpretation of the adjustment agreement, they may bring the matter before the joint committee, which is composed according to the rules laid down in section 5. If the parties do not agree to use the joint committee, each of the confederations or the competent ministry may decide to pursue the matter in the Labour Court.
2. The matter may not be brought before the joint committee if the agency is a government ministry, or if a ministry is part of the agency.
Section 7 Duration
1. Adjustment agreements shall have the same expiry date as the Basic Agreement. This shall not however hinder adjustments being made during the agreement period if the parties so agree.
2. Agreements between the Ministry and the confederations on issues subject to this agreement (Part 1), shall have higher priority than the adjustment agreements.
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Chapter 3
The relationship between the parties
Section 8 The employer party in individual agencies
1. The employer in the individual agency is the administrative unit with responsibility for processing matters subject to the Basic Agreement or adjustment agreement.
Negotiations must take place at the level of the employer that has the authority to conclude agreements concerning the matter being processed.
2. The parties on the employer side may vary according to the matter concerned but, when a matter is negotiated, the representative concerned must have the necessary authority to bind the employer, cf. section 13 (1).
When matters as mentioned in the Basic Agreement or adjustment agreement shall be processed by a board or collegiate governing body, the parties have the same rights and duties as otherwise, however, cf. the next paragraph. This applies even if the body has been granted its terms of reference or authority by or pursuant to a statute, regulations or a royal decree.
A matter may not be resolved according to the rules laid down in section 17 or other dispute resolution rules if provisions laid down in or pursuant to a statute, regulation or royal decree have assigned to the body the sole responsibility for making a decision in the matter (exclusive competence).
For practical reasons, collegiate governing bodies should grant the director, manager or equivalent person or a negotiation delegation the authority to discuss and/or negotiate.
Section 9 The employee party in the individual agency
1. The employee party in the individual agency consists of
- those unions affected by a matter, in which at least 10 per cent of the employees in the agency/operational unit/work area concerned are organized.
- unions belonging to the same confederation may combine their membership registers in order to reach the 10 per cent minimum.
- Each of the confederations that has members in the agency/operational unit/work area is nevertheless required to nominate a representative with rights pursuant to the adjustment agreement corresponding to those of the other elected union representatives, regardless of whether these unions fulfil the 10 per cent minimum membership requirement. At agency level, the confederations must have at least two members. Pursuant to this provision, the provision of section 33 concerning assistance from other employees shall not apply to elected union representatives. Nor shall this function provide an independent basis for granting of leave pursuant to section 34 (1).
2. The unions and their branches may elect union representatives for specific professional and/or work areas (educational representatives, etc.)
3. The employer’s duties pursuant to Part 1 of the Basic Agreement must always be addressed to a union representative within the work area, or operational unit/agency if there is no division into work areas.
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Chapter 4
Forms of codetermination
Section 10 Forms and areas of codetermination
Cf. section 4.
Section 11 Information
1. The employer is obliged to provide the elected union representatives subject to this agreement with information about the matters referred to in sections 12 and 13, below.
The employer is further obliged to inform the elected union representatives rapidly when decisions are made as referred to in section 2 (3), when these affect the working situation of individual employees.
Elected union representatives shall also be provided with information concerning:
a) the agency’s accounts and economy
b) resolutions adopted by the governing body and management of significance to the employees
c) persons appointed and persons leaving the agency
2. The employer shall, without being asked to do so, provide information as early as possible during processing of matters, so that the employees have a genuine opportunity to exercise codetermination during the different phases of the process.
3. Information is to be provided at meetings and/or in writing/electronically. The elected union representatives shall at any given time be made aware of documents relevant to the matters concerned. Case documents shall as a general rule be forwarded with a request for discussion or negotiation. Further guidelines concerning how and when the information shall be provided shall be laid down in the adjustment agreement for the individual agency/operational unit if so required by one of the parties.
4. Information shall be provided without unnecessary use of specialist terminology. If the matter is complex or requires special knowledge, the employer shall ensure that the elected union representatives are provided with an appropriate technical briefing.
5. In connection with information arrangements in matters of great importance to the employees, for example in connection with rationalization, organizational changes, etc., the employer has a specific responsibility to ensure that all employees are as well informed as possible. Briefings for this purpose shall be planned in cooperation with the elected union representatives.
6. The elected union representatives are on behalf of the unions obliged to provide the employer with information concerning matters dealt with in the unions that are of significance for the employer.
Section 12 Discussions
1. The employer is obliged to discuss the matters referred to below with the unions through the elected union representatives. The unions through the elected union representatives may request discussions about such matters:
a) budget proposals
Note to a:
At the start of a new budget year, the local parties shall clarify how the right of codetermination is to be maintained during the period. This may for example be carried out by setting up a programme of meetings corresponding with the agency’s budget routines.
When the competent ministry is a constituent part of the agency, only budget proposals from individual operational units and the question of redefinition of vacant posts in these units will be discussed in the ministry.
b) redefinition of posts
c) building projects
d) the agency’s plans and plans for disposition of an adopted budget (plan of operations)
e) (repealed)
f) options relating to procurement and distribution of equipment and utilities involving all forms of capital goods, including the requirements specification on which an offer is based.
g) training, cf. chapter 6
Note to g:
The implementation of adopted training plans for which money has been granted may be regulated by agreement.
h) setting up of work plans (duty sheets, duty rosters and the like.)
i) matters subject to section 7-2 (2) of the Working Environment Act, which will be the subject of discussion pursuant to the Basic Agreement and which the parties to the adjustment agreement agree shall be dealt with according to the rules laid down in these agreements
j) reallocations between salary costs and other operational costs.
2. Other matters not expressly mentioned in (1) or in section 13 (2), and which one of the parties considers to be significant to the employees’ working situation, shall be discussed between the parties if so requested by the employer or by the unions through the elected union representatives.
Section 13 Negotiations
1. Decisions made as a result of negotiations must:
- lie within the employer’s sphere of authority
- lie within the framework of the budget resolution adopted by the Storting or within the framework of budget authorities granted by the Storting
- be subject to and in accordance with the regulations or the priorities laid down for the agency by the competent ministry or, by authority, by the agency itself
2. Unless the parties in a specific matter agree otherwise (cf. (1)), the employer is obliged to enter into negotiations with the unions through the elected union representatives concerning the matters referred to below. The unions through the union representatives may request that negotiations be entered into concerning these matters. The following list is exhaustive:
a) internal organizational changes where the following three conditions are simultaneously met:
- The organizational chart is changed
- The change is intended to last for longer than six months
- The change entails reallocation of personnel and/or equipment
Cooperation on internal organizational changes may take place in joint working groups, cf. otherwise section 2 (5)
b) Creation of new posts (increase in staff)
Note to b:
This provision applies to the distribution of new posts where this has not already been decided in connection with the budgetary process or by a person with budgetary authority.
c) welfare measures and distribution of welfare funds
d) (repealed)
e) staff rules, cf. section 23 of the Civil Service Act
f) use of areas at the place of work, leisure rooms and canteens, including new, rented or converted premises
Note to f:
The placement of departments or decisions concerning which offices shall be used by the individual employees are matters for discussion.
g) Matters subject to section 7-2 (2) of the Working Environment Act which will be the subject of negotiations pursuant to Part 1 of the Basic Agreement and which the parties to the adjustment agreement agree shall be dealt with according to the rules laid down in these agreements.
3. The unions have a right to state their views in matters which, pursuant to section 13 (1), will not be the subject of negotiations. If the unions so require, such statements shall accompany the matter to superior levels, but not further than to the competent ministry.
Section 14 Special considerations relating to information technology
1. In connection with procurement, development/significant modification of information and communications technology, ways in which employees shall contribute to the development work and their experience shall be made use of are to be agreed between the management and the union representatives. This may include the structure of the project organization.
2. A classified system is a system whereby computer systems, computer programs or data are classified pursuant to security instructions or protection instructions. Classified systems are subject to the Act relating to Protective Security Services of 20 March 1998, No. 10. Classified systems shall not be a hindrance to the availability of information, since the unions undertake to participate with authorized union representatives. The manner in which this provision shall be implemented in respect of classified systems and the restrictions that must be laid down for access to information shall be clarified in each individual agency.
3. Doubt or dispute about whether or not a system shall be classified may be discussed between the parties. Each of the parties may request that the question be referred to the Office of the Prime Minister or Chief of Defence before the discussion is closed.
4. The union representative who shall deal with matters which according to the security instructions are classified as confidential, secret or top secret, shall be given security clearance and be authorized in accordance with the security instructions.
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Chapter 5
Administrative processing
Section 15 Deadlines
1. Unless the parties agree on another date, negotiations or discussions shall start not later than two weeks after demands have been presented. It may be demanded that negotiations or discussions be brought to a conclusion one week after they are commenced.
2. The parties are obliged to observe the deadlines laid down for administrative processing of matters subject to Part 1 of the Basic Agreement. The employer shall ensure that the elected union representatives are given reasonable time to acquaint themselves with matters.
Section 16 Minutes
1. Minutes shall be taken of the negotiations. The minutes shall include details of the time and place of the meeting, the names of the parties and their representatives, the documents submitted and the final result of the negotiations. If answers are required to proposals submitted, deadlines for these answers shall be set and recorded in the minutes. If no agreement is reached, the views of the parties at the close of negotiations shall be recorded in the minutes.
On conclusion of the negotiations, the parties’ negotiators may demand that statements containing grounds and premises for the views they have presented be recorded in the minutes. Such entries in the minutes shall be raised at the meeting.
Unless the parties agree otherwise, the minutes taken shall be signed before the end of the meeting. A copy shall be given to each of the parties.
2. After discussions, minutes shall be provided by the employer. The minutes shall be brief, but shall ensure that the views of the parties are made known. These shall not be signed, but shall be approved by the participants or their representatives.
Section 17 Resolution of disputes by means of negotiations
1. Negotiations shall take place at the level within the agency that has authority to conclude an agreement.
2. If it is not possible to reach an agreement by negotiation, mediation shall be used to resolve a matter if so required by one of the parties. Mediation shall be carried out by the senior management of the agency unless the parties in a specific matter agree on another mediator within the agency. In cases where the senior management has been a party to negotiations, mediation shall be carried out by a representative from the competent ministry.
3. If agreement is not reached during the mediation, the union representatives shall without undue delay inform the employer of whether they wish the matter to be decided by a joint committee with an impartial chairman appointed according to the rules laid down in section 5 or by the competent ministry. If the unions are not able to agree among themselves on this question, a joint committee shall be set up. The competent ministry may not be responsible for both mediation and dispute resolution in the same matter, cf. (2).
4. The joint committee/competent ministry is not bound by any agreement between the employer and one or more unions. The matter may not be brought before the competent ministry if the power of decision by statute or by royal decree has been assigned to another authority. The matter may not be brought before a joint committee if the agency is a government ministry or if a government ministry is a constituent part of the agency.
5. If the matter is brought before the competent ministry, a decision shall be made after discussions with the unions.
Section 18 Discussions
1. Matters subject to discussion shall be dealt with at the level within the agency that has responsibility for a specific matter.
At the level the matter is to be decided, the employer shall make the final decision. Before the employer makes his decision, genuine discussions shall be held with the union representatives. If the employer wishes to make another decision than he has stated in previous discussion meetings, including in cases where a decision has not yet been recorded in the minutes, the matter shall be rediscussed.
If the matter shall be decided by a superior authority, the minutes shall accompany the matter to the superior authority. The minutes from budget discussions shall not however accompany a matter further than to the competent ministry.
2. If agreement is not reached about setting up of work plans (cf. section 12 (1) (h)), the dispute shall be decided by the ministry concerned or by the authority the employee concerned falls under in the administration. Before a superior authority decides such matters, they shall be discussed with the representatives of the union concerned.
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Chapter 6
Personnel policy in the agencies
Section 19 Purpose
1. It is a priority goal of the Civil Service to ensure that the employers in the agencies, in cooperation with the unions, shall make provisions for an inclusive and involving personnel policy, cf. chapter 13 of the Working Environment Act. In so far as allowed by the distinctive character of the agency concerned, personnel policy in general and recruiting measures in particular shall provide for diversity in the staff of the agency, particularly in relation to gender (including the question of women in management), ethnicity, functional ability and age.
2. It shall be a goal of personnel policy in the Civil Service to develop the competence of the staff in such a manner that it is able to carry out the priority tasks of the agency efficiently.
3. In consultation with the elected union representatives, the employer shall prepare a personnel policy that takes account of the different phases of life, including paying consideration to the question of older employees.
Section 20 Recruitment
If a group referred to in section 19 (1), final sentence, is underrepresented among the employees of the agency or in a specific category of posts, when advertising the post, the employer should invite the underrepresented group to apply. When there are qualified applicants to a specific post from the underrepresented group, the employer should invite at least one such applicant to interview. The adjustment agreement shall regulate the categories of post in the agency concerned to which this provision shall apply.
Section 21 Gender equality
1. Employer’s responsibility
The employer is responsible for initiating, implementing and reporting on gender equality measures in the agency, cf. section 1a of the Gender Equality Act.
2. The adjustment agreement
The adjustment agreement shall contain provisions concerning gender equality. The provisions shall include competence-building measures, for example measures to ensure that women are assigned tasks of a competence-building character on an equal footing with men, particularly with a view to managerial responsibilities, and measures to ensure gender-neutral criteria for fixing of salaries and such practice of these criteria as promotes gender equality.
The adjustment agreement shall also include further provisions concerning positive discrimination within the framework of (3) and (4) below. The right to positive discrimination of men shall be limited, cf. section 3a of the Gender Equality Act and regulations pursuant to the Act (Circular Q-7/98).
A gender is underrepresented when it constitutes less than 40% of the employees in the category of posts concerned. What is to be understood by category of posts shall be defined in the adjustment agreement. It shall moreover be agreed whether the provisions of (3) and (4) shall apply to all categories of post in the agency and whether the gender distribution in the group shall be assessed for the agency for the country as a whole, for smaller geographical areas or for individual workplaces.
3. Advertising of posts
The advertisement text for posts shall be drafted with a view to recruiting applicants of both genders. In categories of post where one of the genders is underrepresented, the advertisement text should include an invitation to members of the underrepresented gender to apply for the post. In managerial posts where women are underrepresented, the advertisement text shall include an invitation to women to apply for the post. The elected union representatives shall be given the opportunity to comment on the advertisement text before the vacancy is announced.
4. The gender quota framework
If two or more applicants to a vacant post have approximately equivalent qualifications for the post, applicants from the gender that is underrepresented in the category of post concerned shall be given preference.
5. Senior Civil Service posts and other posts to which appointment is made by the King in Council
The King in Council shall decide whether and to what extent the principles of (3) and (4) shall apply to appointment to senior Civil Service posts and other posts to which appointment is made by the King in Council.
Section 22 Competence Development
1. The management has overall responsibility for competence development in the agency. It is important that objectives and measures for personal development are included in the plan of operations and budget. During all phases of their professional careers, employees at all levels of the agency must be ensured opportunities for meeting new requirements and future needs through competence-building tasks and other developmental measures. At the same time, every employee must take the responsibility for his or her own competence development.
2. Individual competence development and career planning may be offered in order to ensure satisfactory and efficient performance of tasks in individual agencies. Individual employees shall be followed up by means of appraisal and development interviews. 3. The participation of elected union representatives shall take place pursuant to the Basic Agreement, cf. section 12 (g) and the appropriate adjustment agreement.
Section 23 Central training activities
The following matters may be taken up for discussion between the confederations and the Ministry in relation to training activities carried out by the Ministry:
- annual training plans and significant modification of these
- training programmes, including special measures for vulnerable groups of employees
- special measures that improve women’s possibilities for training including use of quotas
- guidelines for the awarding of stipends
In addition to the above, the general rules that shall apply for all training activities in the Civil Service should be handled in the same way.
Section 24 (Repealed)
Section 25 Adaptive measures
1. In order that the agency shall in the most appropriate way be able to fulfil the requirements laid down in the Working Environment Act, the parties shall discuss the following:
- measures that must be implemented to enable employees with temporary or permanent disability to be assigned or to retain responsibility for appropriate tasks
- measures that must be implemented in order to enable vocationally handicapped persons (cf. NOU 2001:22) to be employed by the agency
- measures that must be implemented in relation to employees who abuse drugs or alcohol
- measures that must be implemented in order to prevent bullying or harassment and encourage social inclusion at the workplace
- Arrangements to enable employees who experience difficulty in adapting to a new working situation or new technology to fulfil other functions in the agency.
2. The employer has a specific responsibility for managing the agency in such a manner as to avoid the undesirable discrimination of employees subject to (1). The union representatives and individual employees are responsible for cooperating on ensuring this.
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Chapter 7
Considerations relating to the working environment act
Section 26 Exceptions from the Working Environment Act
Pursuant to the Royal Decree of 6 June 1980, the employer and the employees’ unions may stipulate in the adjustment agreement that matters relating to the Basic Agreement that are also mentioned in section 7-2 (2) of the Working Environment Act shall be dealt with wholly or partly in accordance with the rules laid down in the Basic Agreement and adjustment agreement instead of by the working environment committee.
Section 27 Annual Report
The employer shall each year submit a report concerning the matters dealt with according to the rules laid down in the Basic Agreement and adjustment agreement instead of by the working environment committee. The report shall be prepared in consultation with the affected unions and shall be enclosed with the report submitted by the working environment committee pursuant to 7-2 (6) of the Working Environment Act.
Section 28 Considerations relating to the Directorate of Labour Inspection
1. When issues subject to 7-2 (2) (c) of the Working Environment Act (plans that require the approval of the Directorate of Labour Inspection pursuant to section 18-9) are dealt with according to the rules laid down in the Basic Agreement and adjustment agreement, cf. chapters 2 and 3, section 18-9 of the Working Environment Act and regulations laid down therein apply correspondingly.
2. When applying the regulations in the Basic Agreement and adjustment agreement, the same rules apply to the relationship between the parties and the Directorate of Labour Inspection as otherwise apply between the working environment committee and the Directorate of Labour Inspection.
Section 29 The rights of the safety representative
When issues subject to section 7-2 (2) of the Working Environment Act shall be dealt with according to the rules laid down in the Basic Agreement and adjustment agreement, the senior safety representative (or safety representative) shall attend the meetings. The safety representative is not a party, but has the right to speak and to submit proposals, and may demand that his/her views be recorded in the minutes. The safety representative may be assisted by representatives of the agency’s health and safety staff.
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