NOU 2017: 1

Markeder for finansielle instrumenter — Gjennomføring av MiFID II og MiFIR

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2 Oversikt over utfyllende kommisjonsforordninger til MiFIR

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MiFIR artikkel 2

Commission Delegated Regulation (EU) …/… of 18.5.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to definitions, transparency, portfolio compression and supervisory measures on product intervention and positions (C(2016) 2860)

MiFIR artikkel 4

Commission Delegated Regulation (EU) …/… of 14.7.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of shares, depositary receipts, exchange-traded funds, certificates and other similar financial instruments and on transaction execution obligations in respect of certain shares on a trading venue or by a systematic internaliser (C(2016) 4390 – RTS 1)

MiFIR artikkekl 5

Commission Delegated Regulation (EU) …/… of 13.6.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on the volume cap mechanism and the provision of information for the purposes of transparency and other calculations (C(2016) 2711 – RTS 3)

MiFIR artikkel 7

Commission Delegated Regulation (EU) …/… of 14.7.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of shares, depositary receipts, exchange-traded funds, certificates and other similar financial instruments and on transaction execution obligations in respect of certain shares on a trading venue or by a systematic internaliser (C(2016) 4390 – RTS 1)

MiFIR artikkel 9

Commission Delegated Regulation (EU) …/… of 14.7.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of bonds, structured finance products, emission allowances and derivatives (C(2016) 4301 – RTS 2)

MiFIR artikkel 11

Commission Delegated Regulation (EU) …/… of 14.7.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of bonds, structured finance products, emission allowances and derivatives (C(2016) 4301 – RTS 2)

MiFIR artikkel 12

Commission Delegated Regulation (EU) …/… of 2.6.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on the specification of the offering of pre- and post-trade data and the level of disaggregation of data (C(2016) 3206 – RTS 14)

MiFIR artikkel 13

Commission Delegated Regulation (EU) …/… of 18.5.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to definitions, transparency, portfolio compression and supervisory measures on product intervention and positions (C(2016) 2860)

MiFIR artikkel 14

Commission Delegated Regulation (EU) …/… of 14.7.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of shares, depositary receipts, exchange-traded funds, certificates and other similar financial instruments and on transaction execution obligations in respect of certain shares on a trading venue or by a systematic internaliser (C(2016) 4390 – RTS 1)

MiFIR artikkel 15

Commission Delegated Regulation (EU) …/… of 18.5.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to definitions, transparency, portfolio compression and supervisory measures on product intervention and positions (C(2016) 2860)

MiFIR artikkel 17

Commission Delegated Regulation (EU) …/… of 18.5.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to definitions, transparency, portfolio compression and supervisory measures on product intervention and positions (C(2016) 2860)

MiFIR artikkel 19

Commission Delegated Regulation (EU) …/… of 18.5.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to definitions, transparency, portfolio compression and supervisory measures on product intervention and positions (C(2016) 2860)

MiFIR artikkel 20

Commission Delegated Regulation (EU) …/… of 14.7.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of shares, depositary receipts, exchange-traded funds, certificates and other similar financial instruments and on transaction execution obligations in respect of certain shares on a trading venue or by a systematic internaliser (C(2016) 4390 – RTS 1)

MiFIR artikkel 21

Commission Delegated Regulation (EU) …/… of 14.7.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of bonds, structured finance products, emission allowances and derivatives (C(2016) 4301 – RTS 2)

MiFIR artikkel 22

Commission Delegated Regulation (EU) …/… of 14.7.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of shares, depositary receipts, exchange-traded funds, certificates and other similar financial instruments and on transaction execution obligations in respect of certain shares on a trading venue or by a systematic internaliser (C(2016) 4390 – RTS 1)

Commission Delegated Regulation (EU) …/… of 14.7.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of bonds, structured finance products, emission allowances and derivatives (C(2016) 4301 – RTS 2)

Commission Delegated Regulation (EU) …/… of 13.6.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on the volume cap mechanism and the provision of information for the purposes of transparency and other calculations (C(2016) 2711 – RTS 3)

MiFIR artikkel 23

Commission Delegated Regulation (EU) …/… of 14.7.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of shares, depositary receipts, exchange-traded funds, certificates and other similar financial instruments and on transaction execution obligations in respect of certain shares on a trading venue or by a systematic internaliser (C(2016) 4390 – RTS 1)

MiFIR artikkel 25

Commission Delegated Regulation (EU) …/… of 24.6.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the maintenance of relevant data relating to orders in financial instruments (C(2016) 3821 – RTS 24)

MiFIR artikkel 26

Commission Delegated Regulation (EU) …/… of XXX supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the reporting of transactions to competent authorities (RTS 22)

MiFIR artikkel 27

Commission Delegated Regulation (EU) …/… of 14.7.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the data standards and formats for financial instrument reference data and technical measures in relation to arrangements to be made by the European Securities and Markets Authority and competent authorities (C(2016) 4405 – RTS 23)

MiFIR artikkel 28

Commission Delegated Regulation (EU) …/… of 13.6.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on the direct, substantial and foreseeable effect of derivative contracts within the Union and the prevention of the evasion of rules and obligations (C(2016) 3544 – RTS 5)

MiFIR artikkel 29

Commission Delegated Regulation (EU) …/… of 29.6.2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the obligation to clear derivatives traded on regulated markets and timing of acceptance for clearing (C(2016) 3944 – RTS 26)

MiFIR artikkel 31

Commission Delegated Regulation (EU) …/… of 18.5.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to definitions, transparency, portfolio compression and supervisory measures on product intervention and positions (C(2016) 2860)

MiFIR artikkel 32

Commission Delegated Regulation (EU) 2016/2020 of 26.5.2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on criteria for determining whether derivatives subject to the clearing obligation should be subject to the trading obligation (C(2016) 2710 – RTS 4)

MiFIR artikkel 35

Commission Delegated Regulation (EU) …/… of 24.6.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on clearing access in respect of trading venues and central counterparties (C(2016) 3807 – RTS 15)

MiFIR artikkel 36

Commission Delegated Regulation (EU) …/… of 24.6.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on clearing access in respect of trading venues and central counterparties (C(2016) 3807 – RTS 15)

MiFIR artikkel 37

Commission Delegated Regulation (EU) …/… of 2.6.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards in respect of benchmarks (C(2016) 3203 – RTS 16)

MiFIR artikkel 40

Commission Delegated Regulation (EU) …/… of 18.5.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to definitions, transparency, portfolio compression and supervisory measures on product intervention and positions (C(2016) 2860)

MiFIR artikkel 42

Commission Delegated Regulation (EU) …/… of 18.5.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to definitions, transparency, portfolio compression and supervisory measures on product intervention and positions (C(2016) 2860)

MiFIR artikkel 45

Commission Delegated Regulation (EU) …/… of 18.5.2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to definitions, transparency, portfolio compression and supervisory measures on product intervention and positions (C(2016) 2860)

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